Search Result

1061 - 1080 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MCOB 5.8 Home purchase plans

As Published: 2006

MCOB 5.8 Home purchase plans

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)