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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)