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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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COBS 3.1 Application

CASS 8.1 Application

BIPRU 12.4 Stress testing and contingency funding

PERG 8.30 Medium used to give advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

CONC 8.3 Pre contract information and advice requirements

DTR 1C.2 Modifying rules and consulting the FCA

BIPRU 7.2 Interest rate PRR

SUP 10C.16 References and accurate information

FEES 9.1 Application and purpose

RCB 6.2 Policy on decision and warning notices

CASS 1A.3 Responsibility for CASS operational oversight

SUP 15.2 Purpose

REC 4.4 Complaints