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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons