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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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DTR 1.4 Suspension of trading

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

MCOB 7.5 Mortgages: statements

EG 10.5 Section 198: the FCA’s policy [deleted]

RCB 4.2 Enforcement powers and penalties

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints