Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

FEES App 1.2 Periodic Fees

PERG 5.12 Link between activities and the United Kingdom

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SYSC 10.2 Chinese walls

DISP App 3.9 Other matters concerning redress at steps 1 and 2

BIPRU 7.9 Use of a CAD 1 model

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SUP 4.4 Appropriate actuaries

EG 1.1 Overview

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 8.1 Application and purpose

SUP 3.6 Firms' cooperation with their auditors

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

CONC 10.3 Calculation of prudential resources

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

PERG 8.33 Introducing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

Cookies on the FCA Handbook Website

Search Result

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To