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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices