Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.2 Method of satisfying the recognition requirements

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

REC 4.7 The section 297 power to revoke recognition

ICOBS 8.4 Employers’ Liability Insurance

MCOB 6.4 Mortgages: content of the offer document

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

REC 4.3 Risk assessments for UK recognised bodies

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

BIPRU 12.3 Liquidity risk management

COLL 6.9 Independence, names and UCITS business restrictions

GEN 7.2 Call charges

SUP 5.5 Duties of firms

PERG 8.32 Arranging deals in investments

SUP 15.6 Inaccurate, false or misleading information

MCOB 5A.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

REC 3.14A Operation of a trading venue

SUP 6.4 Applications for cancellation of permission

CONC 3.8 Financial promotions and communications: lenders

CASS 6.1 Application