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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

COND 1.1A Application

As Published: 2013

COND 1.1A Application

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy