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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker