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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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Similar To

SYSC 20.1 Application and purpose [deleted]

EG 7.3 FCA’s statements of policy

EG 2.13 Late reporting or non-submission of reports to the FCA

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

PERG 6.2 Purpose of guidance

SUP 15.9 Notifications by members of financial conglomerates

IPRU-INV 14.1 APPLICATION

EG 12.2 FCA cautions

COLL 4.5 Reports and accounts

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

REC 4.4 Complaints