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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 15.2 General

As Published: 2011

PERG 15.2 General

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose