Search Result

581 - 600 of 1393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COND 1.3 General

As Published: 2013

COND 1.3 General

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose