Search Result

541 - 560 of 1393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose