Search Result

401 - 420 of 1567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement