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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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SUP 10C.6 FCA required functions

As Published: 2015

SUP 10C.6 FCA required functions

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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