Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

…

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 1.3 Insider dealing

BIPRU 7.11 Credit derivatives in the trading book

CONC 3.2 Financial promotion general guidance

SYSC 14.1 Application

MAR 1.6 Manipulating transactions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

CASS 10.3 Existing records forming part of the CASS resolution pack

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

EG 5.5 The settlement discount scheme

EG 8.3 Use of the own-initiative powers

SUP 15.12 Ongoing alerts for retail adviser complaints