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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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