Search Result

561 - 580 of 1330 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application