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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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Effective Period

Similar To

FEES 2.1 Introduction

EG 7.6 Private warnings

SYSC 5.1 Skills, knowledge and expertise

COBS 16.4 Statements of client designated investments or client money

PERG 8.34 The business test

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SUP 21.1 Form of waiver for energy market participants

RCB 3.6 Fees and other matters

EG 12.3 Criminal prosecutions in cases of market abuse

PERG 1.1 Application and purpose

MCOB 5A.6 Other information

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 7.5 Payment of financial penalties

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products