Search Result

541 - 560 of 1366 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

CONC 2.4 Credit references: conduct of business: lenders and owners

As Published: 2014

CONC 2.4 Credit references: conduct of business: lenders and owners

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading