Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 12.1 The FCA’s general approach

MAR 10.5 Other reporting, notifications and information requirements

DISP 1.10 Complaints reporting rules

PERG 2.4 Link between activities and the United Kingdom

MCOB 3A.4 Qualifying credit financial promotions

PERG 2.5 Investments and activities: general

MCOB 4.4A Initial disclosure requirements

REC 6.1 Introduction and legal background

RCB 1.1 Introduction to sourcebook

EG 12.3 Criminal prosecutions in cases of market abuse

RCB 2.3 Determination of registration

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

DTR 7.1 Audit committees

SYSC 13.9 Outsourcing

SYSC 4.3 Responsibility of senior personnel

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

REC 6.8 Powers to supervise

REC 3.24 Transfers of ownership

COLL 7.6 Schemes of arrangement