Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

…

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

FEES App 1 Annex 3 Emergencies [deleted]

DTR 5.4 Aggregation of managed holdings

GEN 5.1 Application and purpose

SUP 10A.15 References and accurate information

COBS 11.2 Best execution for AIFMs and residual CIS operators

SUP 12.1 Application and purpose

MCOB 4.1 Application

CONC 12.1 Application and purpose

EG 15.3 Disqualification under section 345

SUP 4.5 Provisions applicable to all actuaries

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.7 Key investor information and marketing communications

PERG 9.6 The investment condition (section 236(3) of the Act): general