Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 3.2 Third-country groups

MAR 10.3 Position management controls

CASS 5.8 Safe keeping of client's documents and other assets

MCOB 9.3 Pre-application disclosure

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SYSC 4.5

DEPP 7.1 Application and purpose

DTR 2.2 Disclosure of inside information

CONC 3.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 2.2 Case selection and referral criteria

REC 2A.3 Guidance on RAP recognition requirements

REC 2.16 Complaints

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

CASS 11.2 Firm classification

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

MAR 8.3 Requirements for benchmark administrators [deleted]

MCOB 4.11 Sale and rent back: advising and selling standards