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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP 15.6 Inaccurate, false or misleading information

COLL 2.1 Authorised fund applications

MCOB 3A.8 Sale and rent back financial promotions

MIPRU 5.2 Use of intermediaries

MCOB 3A.3 Other general requirements for financial promotions

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 3.3 Reports by skilled persons (section 166)

SUP 10C.12 Conditional and time-limited approvals

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 9.2 Making a request for individual guidance

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 19.10 Enterprise Act 2002

FIT 2.3 Financial soundness

APER 3.1 Introduction

REC 1.2 Purpose, status and quotations, notes or references

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

EG 13.12 Insolvency regime and relevant sections of the Act

DTR 1B.1 Application and purpose (Corporate governance)