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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme