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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 11.4 Requirements on firms

EG 16.2 Disapplication orders

INSPRU 7.1 Application

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 5.1 Application and purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2A.4 Power and procedure for RAP penalties and censures

APER 3.1 Introduction

SYSC 4.5

BIPRU 3.7 Classification of off-balance-sheet items

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 9.2 PSR fees

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 4.3A Management body and nomination committee

MCOB 11.6 Responsible lending and financing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

BIPRU 9.5 Synthetic securitisation

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SYSC 4.1 General requirements

DTR 4.4 Exemptions