Search Result

381 - 400 of 775 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 4.8

As Published: 2015

SYSC 4.8

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose