Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 8.3 Records and internal controls

MCOB 1.3 General application: where?

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

MCOB 6A.1 Application and purpose

MCOB 5A.1 Application and purpose

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

EG 7.6 Private warnings

APER 4.4 Statement of Principle 4

REC 4.7 The section 297 power to revoke recognition

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 9.2 Making a request for individual guidance

FEES 9.2 PSR fees

PERG 8.10 Types of financial promotion

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 12.3 Criminal prosecutions in cases of market abuse

MAR 2.5 The Price Stabilising Rules: overseas provisions

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy