Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 5.1 Skills, knowledge and expertise

CONC 5A.1 Application, purpose and guidance

SYSC 4.1 General requirements

ICOBS 5.3 Advised sales

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

MCOB 10.4 Total charge for credit

REC 6.6 Supervision

CASS 7.10 Application and purpose

SUP 5.2 The FCA’s power

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme