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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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Similar To

COLL 1.2 Types of authorised fund

CONC 10.3 Calculation of prudential resources

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy