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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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