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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons