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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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EG 2.5 Cases where other authorities have an interest

EG 3.10 Liaison where other authorities have an interest

PERG 6.5 General principles

COCON 4.1 Specific guidance on individual conduct rules

EG 16.1 The FCA’s general approach to making disapplication orders

SYSC 4.9

EG 10.1 Introduction

SUP 10A.4 Specification of functions

REC 4.2 The supervisory relationship with UK recognised bodies

EG 7.5 Payment of financial penalties

SUP 12.1 Application and purpose

PERG 5.4 The business test

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 2.6 Specified investments: a broad outline

RCB 4.2 Enforcement powers and penalties

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 2.13 Promotion and maintenance of standards