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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.23 Electronic Money Regulations 2011

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 15.7 Form and method of notification

ICOBS 8.4 Employers’ Liability Insurance

CASS 7.19 Clearing member client money sub-pools

SYSC 19C.3 Remuneration principles

GEN 5.1 Application and purpose

COCON 3.1 General factors for assessing compliance