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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 2.6 Specified investments: a broad outline

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 4.6 What a subject of investigation can say to third parties

SUP 10A.14 Changes to an FCA-approved person's details

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 6.5 Publicity during, or upon the conclusion of civil action

REC 4.6 The section 296 power to give directions

FEES 13.1 Application and purpose

SYSC 4.7

SUP 12.2 Introduction

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

COND 1.3 General

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 15.13 Notification by CBTL firms

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 4.1 Application and purpose