Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

…

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 4.1 Application and purpose

CASS 5.1 Application

MCOB 8.5A Advised sales

INSPRU 3.1 Market risk in insurance

DISP 3.3 Dismissal without consideration of the merits and test cases

CONC 10.3 Calculation of prudential resources

BIPRU 11.4 Technical criteria on disclosure: General criteria

COBS 10.2 Assessing appropriateness: the obligations

COLL 13.2 Operational requirements for feeder NURS

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 7.6 Mortgages: event-driven information

CONC 7.6 Exercise of continuous payment authority

APER 4.5 Statement of Principle 5

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 4.13 Other exemptions

COBS 22.2 Restrictions on the retail distribution of mutual society shares

COBS 15.2 The right to cancel