Search Result

81 - 100 of 1016 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SYSC 5.2

As Published: 2015

SYSC 5.2

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes