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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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REC 2.16 Complaints

EG 4.12 Search and seizure powers

EG 19.1 Introduction

EG 15.1 Introduction

EG 10.3 Asset-freezing injunctions

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

SUP 16.22 Reporting under the Payment Accounts Regulations

COBS 12.1 Purpose and application

COBS 3.1 Application

COBS 2.1 Acting honestly, fairly and professionally

DISP 4.2 Standard terms

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

APER 4.4 Statement of Principle 4

CASS 9.3 Prime brokerage agreement disclosure annex

PERG 7.2 Introduction

EG 7.1 The FCA’s use of sanctions