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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

CONC 7.15 Statute barred debts

As Published: 2014

CONC 7.15 Statute barred debts

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees