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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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