Search Result

621 - 640 of 1459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

TC App 5.1

As Published: 2010

TC App 5.1

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative