Search Result

601 - 620 of 1272 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION