Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

…

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

…

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.1 Application

PERG 4.5 Arranging regulated mortgage contracts

EG 10.4 Other relevant powers

PERG 8.17 Financial promotions concerning agreements for qualifying credit

GEN 5.1 Application and purpose

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

EG 10.1 Introduction

SYSC 4.5

SYSC 19C.3 Remuneration principles

CREDS 2.2 General provisions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CASS 11.3 Responsibility for CASS operational oversight

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 19.10 Enterprise Act 2002

PERG 8.4 Invitation or inducement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

EG 3.2A Information requests (section 122A)

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator