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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.13 Delegation of relevant functions

MCOB 9.3 Pre-application disclosure

DISP App 3.7 Approach to redress at step 1

CREDS 8.3 Approved persons

MIPRU 4.4 Calculation of capital resources

SYSC 22.8 Policies and appointed representatives

EG 9.2 The FCA’s general policy in this area

SYSC 22.5 Giving references: additional rules and guidance for all firms

APER 4.7 Statement of Principle 7

CONC 10.2 Prudential resources requirements

MIPRU 4.1 Application and purpose

COBS 4.13 UCITS

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)