Search Result

501 - 520 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose