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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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Similar To

EG 7.2 Alternatives to sanctions

SUP 10A.9 Significant management functions [deleted]

CASS 5.1 Application

EG 10.1 Introduction

COLL 8.4 Investment and borrowing powers

DTR 1A.3 FCA may require the publication of information

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]