Search Result

441 - 460 of 1004 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy