Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.11 Statements of responsibilities

REC 1.1 Application

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

PERG 15.7 Transitional provisions [deleted]

REC 4.6 The section 296 power to give directions

PERG 8.31 Exclusions for advising on investments

MAR 1.3 Insider dealing

COBS 16.4 Statements of client designated investments or client money

PERG 7.3 Does the activity require authorisation?

APER 4.1 Statement of Principle 1

DTR 8.2 Approval as a primary information provider

GEN 2.2 Interpreting the Handbook

DISP 1.3 Complaints handling rules

APER 4.4 Statement of Principle 4

REC 4.7 The section 297 power to revoke recognition

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

MAR 10.5 Other reporting, notifications and information requirements

DTR 8.4 Continuing obligations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)