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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COND 1.3 General

As Published: 2013

COND 1.3 General

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

As Published: 2016

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)